SECURITIES INDUSTRY (REGISTRAR) GUIDELINES 2026
Imported from official source
In the exercise of the powers conferred on the Securities and Exchange Commission (hereinafter referred to as “the SEC”) by section 209 of the Securities Industry Act, 2016 (Act 929), as amended by the Securities Industry (Amendment) Act, 2021 (Act 1062), these Guidelines are made this 15th day of September 2026. PART A: PRELIMINARY Application […]
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