Financial Conduct Authority
gov.uk
Imported from official source
UK financial services regulator; enforcement and policy.
Publications 12
-
Corporate report: Financial Conduct Authority (FCA) Annual Report and Accounts 2025/26 (for the year ended 31 March 2026)
The annual report for the Financial Conduct Authority for the year ended 31 March 2026.
Enforcement Finance -
Policy paper: Pension Schemes Bill: Scale and Consolidation
This paper sets out the Department for Work and Pensions policy principles in relation to the scale measures which form part of the Pension Schemes Bill.
Enforcement -
Corporate report: CMA and FCA memorandum of understanding for regulatory coordination
Memorandum of understanding between the CMA and FCA.
Enforcement Finance -
Reforms to Financial Services retail-disclosure requirements
The Government and FCA announce plans to reform UK retail disclosure rules, and will temporarily exempt investment trusts from assimilated EU law requirements.
Enforcement Finance -
Corporate report: Financial Conduct Authority (FCA) Secondary International Competitiveness and Growth Objective Report 2023/24
This document was presented to Parliament pursuant to paragraph 26 of the Financial Services and Markets Act 2023.
Enforcement Finance -
Correspondence: Request for regulators to publish an update on their strategic approach to AI: Secretary of State letters
Letters requesting a set of regulators to update their strategic approach to AI, with the intention of increasing the transparency around how they are implementing the AI Regulation White Paper pro...
Guidance AI -
Value for Money: A framework on metrics, standards, and disclosures
This consultation seeks views on policy proposals to disclose, assess and compare the value for money of workplace pension schemes.
Enforcement Finance -
Policy paper: Joint statement by HM Treasury, the CMA, the FCA and the PSR to update on the future of Open Banking
HM Treasury, the CMA, the Financial Conduct Authority (FCA) and the Payment Systems Regulator (PSR) have published a joint statement which provides an update on the work of the Joint Regulatory Ove...
Enforcement Finance -
Digital Regulation Cooperation Forum (DRCF) workplan 2023 to 2024: Call for input
This call for input invited stakeholders for their views on about issues that the DRCF should take into consideration as it develops its plan of work for 2023 to 2024.
Guidance -
Correspondence: Letter from the Digital Regulation Cooperation Forum to the DCMS Secretary of State
This letter sets out the response of the Digital Regulation Cooperation Forum (DRCF) to a letter from the Rt Hon Nadine Dorries in which she set out the government’s priorities for the digital regu...
Guidance -
Policy paper: Digital Regulation Cooperation Forum annual report 2021 to 2022
The first annual report from the DRCF – a new form of collaboration between regulators, designed to address the future challenges of the digital world.
Guidance -
Research: Findings from the DRCF Algorithmic Processing workstream - Spring 2022
Two discussion papers from the Digital Regulation Cooperation Forum (DRCF) Algorithmic Processing workstream, on the benefits and harms of algorithms, and on the landscape of algorithmic auditing a...
Guidance AI -
Policy paper: Digital Regulation Cooperation Forum workplan 2022 to 2023
How we aim to deliver the next phase in cooperation across our work in digital markets and the DRCF focus areas and projects for 2022 to 2023.
Guidance -
Policy paper: Joint statement by HM Treasury, the CMA, the FCA and the PSR on the future of Open Banking
HM Treasury, the CMA, the Financial Conduct Authority (FCA) and the Payment Systems Regulator (PSR) have published a joint statement which sets out their plan to establish a Joint Regulatory Oversi...
Enforcement Finance -
Policy paper: Joining up on future technologies: Digital Regulation Cooperation Forum technology horizon scanning programme
The Digital Regulation Cooperation Forum (DRCF) has launched a technology horizon scanning programme, to provide a coherent view of new and emerging digital markets and technologies.
Guidance AI -
Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets
The Productive Finance Working Group has today published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets.
Enforcement Finance -
Policy paper: Digital Regulation Cooperation Forum: embedding coherence and cooperation in the fabric of digital regulators
A summary of ideas to address barriers to cooperation and measures to strengthen digital regulatory cooperation in future.
Enforcement -
Guidance: HMT Privacy Notice for the investigation into the FCA’s regulation of London Capital and Finance Plc
This Privacy Notice sets out the arrangements in place regarding HM Treasury’s handling of personal data in connection with the investigation into the FCA’s regulation and supervision of London Cap...
Enforcement Finance -
Notice: Joint statement of support for IFRS Foundation consultation on sustainability reporting
Statement from UK government and UK financial regulators welcoming the publication of the IFRS Foundation Trustees’ consultation on a global approach to sustainability reporting.
Enforcement Finance -
Guidance: Competition Act 1998 cases in the sectors regulated by UKCN members
Details of all cases regulated by members of the UK Competition Network (UKCN).
Enforcement